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3GPP TS 36.211 V8.9.0 (2009-12) Technical Specification 3rd Generation Partnership Project; Technical Specification Group Radio Access Network; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Channels and Modulation (Release 8) The present document has been developed within the 3 rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP. The present document has not been subject to any approval process by the 3GPP Organizational Partners and shall not be implemented. This Specification is provided for future development work within 3GPP only. The Organizational Partners accept no liability for any use of this Specification. Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organizational Partners’ Publications Offices. Release 8 2 3GPP TS 36.211 V8.9.0 (2009-12) Keywords UMTS, radio, layer 1 3GPP Postal address 3GPP support office address 650 Route des Lucioles – Sophia Antipolis Valbonne – FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Internet http://www.3gpp.org Copyright Notification No part may be reproduced except as authorized by written permission. The copyright and the foregoing restriction extend to reproduction in all media. © 2009, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC). All rights reserved. UMTS™ is a Trade Mark of ETSI registered for the benefit of its members 3GPP™ is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners LTE™ is a Trade Mark of ETSI currently being registered for the benefit of its Members and of the 3GPP Organizational Partners GSM® and the GSM logo are registered and owned by the GSM Association 3GPP Release 8 3 3GPP TS 36.211 V8.9.0 (2009-12) Contents Foreword…………………………………………………………………………………………………………………………………………. 6 1 Scope ……………………………………………………………………………………………………………………………………. 7 2 References ……………………………………………………………………………………………………………………………… 7 3 Definitions, symbols and abbreviations ……………………………………………………………………………………… 7 3.1 3.2 4 4.1 4.2 5 5.1 5.1.1 5.1.2 5.2 5.2.1 5.2.2 5.2.3 5.3 5.3.1 5.3.2 5.3.3 5.3.4 5.4 5.4.1 5.4.2 5.4.3 5.5 5.5.1 5.5.1.1 Symbols …………………………………………………………………………………………………………………………………………. 7 Abbreviations………………………………………………………………………………………………………………………………….. 9 Frame structure……………………………………………………………………………………………………………………….. 9 Frame structure type 1 ……………………………………………………………………………………………………………………… 9 Frame structure type 2 ……………………………………………………………………………………………………………………. 10 Uplink………………………………………………………………………………………………………………………………….. 11 Overview ……………………………………………………………………………………………………………………………………… 11 Physical channels ……………………………………………………………………………………………………………………… 11 Physical signals ………………………………………………………………………………………………………………………… 11 Slot structure and physical resources ………………………………………………………………………………………………… 12 Resource grid …………………………………………………………………………………………………………………………… 12 Resource elements …………………………………………………………………………………………………………………….. 13 Resource blocks ……………………………………………………………………………………………………………………….. 13 Physical uplink shared channel ………………………………………………………………………………………………………… 13 Scrambling ………………………………………………………………………………………………………………………………. 14 Modulation ………………………………………………………………………………………………………………………………. 14 Transform precoding …………………………………………………………………………………………………………………. 14 Mapping to physical resources ……………………………………………………………………………………………………. 15 Physical uplink control channel ……………………………………………………………………………………………………….. 16 PUCCH formats 1, 1a and 1b ……………………………………………………………………………………………………… 17 PUCCH formats 2, 2a and 2b ……………………………………………………………………………………………………… 19 Mapping to physical resources ……………………………………………………………………………………………………. 20 Reference signals …………………………………………………………………………………………………………………………… 21 Generation of the reference signal sequence …………………………………………………………………………………. 21 RB Base sequences of length 3N sc or larger ……………………………………………………………………………….. 22 RB 5.5.1.2 Base sequences of length less than 3N sc ………………………………………………………………………………. 22 5.5.1.3 Group hopping …………………………………………………………………………………………………………………….. 24 5.5.1.4 Sequence hopping ………………………………………………………………………………………………………………… 25 5.5.2 Demodulation reference signal ……………………………………………………………………………………………………. 25 5.5.2.1 Demodulation reference signal for PUSCH ……………………………………………………………………………… 25 5.5.2.1.1 Reference signal sequence ……………………………………………………………………………………………….. 25 5.5.2.1.2 Mapping to physical resources ………………………………………………………………………………………….. 27 5.5.2.2 Demodulation reference signal for PUCCH …………………………………………………………………………….. 27 5.5.2.2.1 Reference signal sequence ……………………………………………………………………………………………….. 27 5.5.2.2.2 Mapping to physical resources ………………………………………………………………………………………….. 28 5.5.3 Sounding reference signal ………………………………………………………………………………………………………….. 28 5.5.3.1 Sequence generation …………………………………………………………………………………………………………….. 28 5.5.3.2 Mapping to physical resources ………………………………………………………………………………………………. 28 5.5.3.3 Sounding reference signal subframe configuration …………………………………………………………………… 31 5.6 SC-FDMA baseband signal generation……………………………………………………………………………………………… 32 5.7 Physical random access channel ………………………………………………………………………………………………………. 33 5.7.1 Time and frequency structure ……………………………………………………………………………………………………… 33 5.7.2 Preamble sequence generation ……………………………………………………………………………………………………. 39 5.7.3 Baseband signal generation ………………………………………………………………………………………………………… 43 5.8 Modulation and upconversion………………………………………………………………………………………………………….. 43 6 6.1 6.1.1 Downlink ……………………………………………………………………………………………………………………………… 44 Overview ……………………………………………………………………………………………………………………………………… 44 Physical channels ……………………………………………………………………………………………………………………… 44 3GPP Release 8 6.1.2 6.2 6.2.1 6.2.2 6.2.3 6.2.3.1 6.2.3.2 6.2.4 6.2.5 6.2.6 6.3 6.3.1 6.3.2 6.3.3 6.3.3.1 6.3.3.2 6.3.3.3 6.3.4 6.3.4.1 6.3.4.2 6.3.4.2.1 6.3.4.2.2 6.3.4.2.3 6.3.4.3 6.3.5 6.4 6.5 6.6 6.6.1 6.6.2 6.6.3 6.6.4 6.7 6.7.1 6.7.2 6.7.3 6.7.4 6.8 6.8.1 6.8.2 6.8.3 6.8.4 6.8.5 6.9 6.9.1 6.9.2 6.9.3 6.10 6.10.1 6.10.1.1 6.10.1.2 6.10.2 6.10.2.1 6.10.2.2 6.10.3 6.10.3.1 6.10.3.2 6.11 6.11.1 6.11.1.1 6.11.1.2 6.11.2 4 3GPP TS 36.211 V8.9.0 (2009-12) Physical signals ………………………………………………………………………………………………………………………… 44 Slot structure and physical resource elements ……………………………………………………………………………………. 45 Resource grid …………………………………………………………………………………………………………………………… 45 Resource elements …………………………………………………………………………………………………………………….. 45 Resource blocks ……………………………………………………………………………………………………………………….. 46 Virtual resource blocks of localized type ………………………………………………………………………………… 47 Virtual resource blocks of distributed type ………………………………………………………………………………. 47 Resource-element groups …………………………………………………………………………………………………………… 48 Guard period for half-duplex FDD operation ………………………………………………………………………………… 49 Guard Period for TDD Operation ………………………………………………………………………………………………… 49 General structure for downlink physical channels ………………………………………………………………………………. 49 Scrambling ………………………………………………………………………………………………………………………………. 50 Modulation ………………………………………………………………………………………………………………………………. 50 Layer mapping …………………………………………………………………………………………………………………………. 50 Layer mapping for transmission on a single antenna port ………………………………………………………….. 50 Layer mapping for spatial multiplexing…………………………………………………………………………………… 51 Layer mapping for transmit diversity ……………………………………………………………………………………… 51 Precoding ………………………………………………………………………………………………………………………………… 52 Precoding for transmission on a single antenna port …………………………………………………………………. 52 Precoding for spatial multiplexing………………………………………………………………………………………….. 52 Precoding without CDD …………………………………………………………………………………………………… 52 Precoding for large delay CDD …………………………………………………………………………………………. 52 Codebook for precoding ………………………………………………………………………………………………….. 53 Precoding for transmit diversity …………………………………………………………………………………………….. 54 Mapping to resource elements …………………………………………………………………………………………………….. 55 Physical downlink shared channel ……………………………………………………………………………………………………. 55 Physical multicast channel ………………………………………………………………………………………………………………. 55 Physical broadcast channel ……………………………………………………………………………………………………………… 56 Scrambling ………………………………………………………………………………………………………………………………. 56 Modulation ………………………………………………………………………………………………………………………………. 56 Layer mapping and precoding …………………………………………………………………………………………………….. 56 Mapping to resource elements …………………………………………………………………………………………………….. 56 Physical control format indicator channel …………………………………………………………………………………………. 57 Scrambling ………………………………………………………………………………………………………………………………. 57 Modulation ………………………………………………………………………………………………………………………………. 57 Layer mapping and precoding …………………………………………………………………………………………………….. 58 Mapping to resource elements …………………………………………………………………………………………………….. 58 Physical downlink control channel …………………………………………………………………………………………………… 58 PDCCH formats ……………………………………………………………………………………………………………………….. 58 PDCCH multiplexing and scrambling ………………………………………………………………………………………….. 59 Modulation ………………………………………………………………………………………………………………………………. 59 Layer mapping and precoding …………………………………………………………………………………………………….. 59 Mapping to resource elements …………………………………………………………………………………………………….. 59 Physical hybrid ARQ indicator channel…………………………………………………………………………………………….. 60 Modulation ………………………………………………………………………………………………………………………………. 61 Resource group alignment, layer mapping and precoding ………………………………………………………………. 62 Mapping to resource elements …………………………………………………………………………………………………….. 63 Reference signals …………………………………………………………………………………………………………………………… 65 Cell-specific reference signals…………………………………………………………………………………………………….. 65 Sequence generation …………………………………………………………………………………………………………….. 65 Mapping to resource elements ……………………………………………………………………………………………….. 66 MBSFN reference signals ………………………………………………………………………………………………………….. 68 Sequence generation …………………………………………………………………………………………………………….. 68 Mapping to resource elements ……………………………………………………………………………………………….. 68 UE-specific reference signals ……………………………………………………………………………………………………… 70 Sequence generation …………………………………………………………………………………………………………….. 70 Mapping to resource elements ……………………………………………………………………………………………….. 71 Synchronization signals ………………………………………………………………………………………………………………….. 72 Primary synchronization signal …………………………………………………………………………………………………… 73 Sequence generation …………………………………………………………………………………………………………….. 73 Mapping to resource elements ……………………………………………………………………………………………….. 73 Secondary synchronization signal ……………………………………………………………………………………………….. 73 3GPP Release 8 6.11.2.1 6.11.2.2 6.12 6.13 7 7.1 7.1.1 7.1.2 7.1.3 7.1.4 7.2 8 8.1 5 3GPP TS 36.211 V8.9.0 (2009-12) Sequence generation ………………………………………………………………………………………………………….

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